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Steven Michael Ditch

Cetera Investment Advisers LLC

Corona, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

4740 Green River Rd Unit 105, Corona, CA 92878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harrison Tax Service Inc. Anaheim CA 01/1975 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/1975 → Present
    Harrison Tax Service Inc.
    Anaheim, CA
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2004-06-30 → 2012-02-28
    Pacific West Financial Consultants Inc
    Placentia, CA
Other Businesses

1. HARRISON TAX SERVICE (TAX PREP), START 01/01/75, TAX PREPARATION, 10-60HR/WK, $123,000/YR. 2. FIXED INSURANCE SALES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-03
  • S63 Uniform Securities Agent State Law Examination
    1995-10-03
Designations

View on SEC IAPD

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