Alan Edward Kuzma

Current Employers

Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2025-07-24

NE RA
APPROVED

Since 2025-07-24

Branch Locations

1630 S 70Th Street Suite 204, Lincoln, NE 68506 • United States

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Kuzma Financial Services	Lincold	NE	10/2002	Present
Global Financial Private Capital	Sarasota	FL	10/2012	01/2018
Capital Markets Iq, Llc	Wilmington	DE	01/2018	07/2025
Royal Fund Management, Llc	Lady Lake	FL	07/2025	Present

10/2002 → Present

Kuzma Financial Services

Lincold, NE
10/2012 → 01/2018

Global Financial Private Capital

Sarasota, FL
01/2018 → 07/2025

Capital Markets Iq, Llc

Wilmington, DE
07/2025 → Present

Royal Fund Management, Llc

Lady Lake, FL

Previous Registrations

2018-01-30 → 2025-07-21

Capital Markets Iq, Llc

Lincoln, NE

Arlington, TX
2012-11-21 → 2018-01-02

Global Financial Private Capital, Inc.

Lincoln, NE

Sarasota, FL

Lincoln, NE

Other Businesses

10/2002 Kuzma Financial Services; Investment Related; Insurance Company; Owner/Insurance Agent; 1630 S 70th Street, Suite 204, Lincoln, NE 68506 , Providing/Offering Life, Health for individual and group plans

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-10
S63	Uniform Securities Agent State Law Examination	1987-07-14

S65 Uniform Investment Adviser Law Examination

2012-09-10
S63 Uniform Securities Agent State Law Examination

1987-07-14

Designations

View on SEC IAPD