Best Investors Account Sign in

Robert A Panza

Morgan Stanley

Westport, CT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CT RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Westport CT 02/2009 Present
Morgan Stanley Westport CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2009 → Present
    Morgan Stanley & Co. Incorporated
    Westport, CT
  • 06/2009 → Present
    Morgan Stanley
    Westport, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-02-06 → 2009-06-01
    Morgan Stanley & Co. Llc
    Westport, CT
  • 1991-09-19 → 2009-02-24
    Ubs Financial Services Inc.
    Westport, CT
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-23
S63 Uniform Securities Agent State Law Examination 1984-02-01
  • S65 Uniform Investment Adviser Law Examination
    1993-02-23
  • S63 Uniform Securities Agent State Law Examination
    1984-02-01
Other Names
  • Robert Anthony Panza

View on SEC IAPD

Other Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC
SENECA WEALTH ADVISORS, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT
WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

More in Westport, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor