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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-10 |
| TX | RA | APPROVED | 2022-01-07 |
Branch Locations
10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 04/2012 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 01/2022 | Present |
*480738- State of California, Secretary of State; Investment related -No; Santa Monica, California; Notary Public of the State of California; Notary Public(proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 5; After business hours: 0; Notary Public of the State of California
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-16 |
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