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Current Employers
Northeast Financial Group, Inc.

3435 Winchester Road Suite 102, Allentown, PA 18104 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 1998-07-20
  • PA RA
    APPROVED
    Since 1998-07-20

Branch Locations

State Route 611, Tannersville, PA 18372 • United States

999 Berkshire Boulevard Suite 100, Wyomissing, PA 19610 • United States

3435 Winchester Road, Suite 102, Allentown, PA 18104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Financial Group, Inc. Tannersville PA 01/1998 Present
Northeast Financial Group, Inc. Allentown PA 08/2018 Present
Northeast Financial Group, Inc. Wyomissing PA 08/2018 Present
Previous Registrations
Other Businesses

NORTHEAST FINANCIAL ADVISORS, LLC; INVESTMENT RELATED; PO BOX 531, TANNERSVILLE, PA, 18372, MANAGEMENT COMPANY; MEMBER; 2011; 6 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS. MCCONKEY BENEFITS JOINT VENTURE THROUGH RIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-13
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S65 Uniform Investment Adviser Law Examination
    1996-06-13
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27
Other Names
  • Robert Lee Hackenberg
  • Robert Lee Hackenberg

View on SEC IAPD

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