Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED_RES | 2026-05-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kauffman Wealth Management | Pasadena | CA | 08/1989 | 09/2016 |
| Joanne Moran Phd, Psyd | Montecito | CA | 01/1990 | Present |
| Wells Fargo Advisors Financial Network, Llc | Padadena | CA | 01/2016 | 04/2022 |
| Stifel Independent Advisors, Llc | Santa Barbara | CA | 04/2022 | 05/2026 |
| Raymond James Financial Services, Inc. | Montecito | CA | 05/2026 | Present |
| Raymond James Financial Services Advisors Inc. | Montecito | CA | 05/2026 | Present |
(1)Name of Business: Kauffman Wealth Management Address: 550 Periwinkle Ln, Montecito, CA, 93108, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Kauffman Wealth Management Address: 550 Periwinkle Lane, Montecito, CA, 93108, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - Secretary Investment Related: No Start Date: 01/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the sole owner and employee of this bookkeeping entity. (3)Name of Business: KWM Wealth Advisory Address: 550 Periwinkle Lane, Montecito, CA, 93108, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Partner\n\nAssociate of the business, oversee assigned accounts, consultation. (4)Name of Business: Periwinkle Lane Association Address: 550 Periwinkle Ln, Montecito, CA, 93108, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: \n\nTreasurer of the homeowners association, which is responsible for maintenance of private street. I can not dispense funds without approval of both President & Vice President. Duties include reporting on balances at annual meeting and collecting annual dues. (5)Name of Business: UC Santa Barbara Address: University of California, Santa Barbara, CA, 93106, United States Activity Type: Professor/Teacher Position/Title: Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-11 |
Reach out to this advisor