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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-10-21 |
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 2009-07-06 |
Branch Locations
8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bloomington | MN | 02/2009 | Present |
S.R.B. Revocable Trust / I will act as Trustee for my deceased friend's trust distributing funds for needs of his 3 children. / 5009 West 94th St / Bloomington / Minnesota / United States / 55437 Will monitor funds and distribute funds as needed to Steve's children / Active / USD / 5000
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-24 |
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