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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-23
FL RA APPROVED 2014-08-14
MI RA APPROVED 2010-01-29
IN RA APPROVED 2004-06-25
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • FL RA
    APPROVED
    Since 2014-08-14
  • MI RA
    APPROVED
    Since 2010-01-29
  • IN RA
    APPROVED
    Since 2004-06-25

Branch Locations

333 Bridge St Nw Ste 1000, Grand Rapids, MI 49504 • United States

Bonita Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Grand Rapids MI 07/1988 Present
Nmis Milwaukee WI 12/2001 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-24
S63 Uniform Securities Agent State Law Examination 1982-09-24
  • S66 Uniform Combined State Law Examination
    2004-06-24
  • S63 Uniform Securities Agent State Law Examination
    1982-09-24
Other Names
  • Tim Moore

View on SEC IAPD

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