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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-05
TX RA APPROVED_RES 2024-09-12
CA RA APPROVED 2023-09-01
CO RA APPROVED 2023-09-01
HI RA APPROVED 2023-09-01
ID RA APPROVED 2023-09-01
KY RA APPROVED 2023-09-01
MS RA APPROVED 2023-09-01
NM RA APPROVED 2023-09-01
NC RA APPROVED 2023-09-01
OR RA APPROVED 2023-09-01
WA RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED_RES
    Since 2024-09-12
  • CA RA
    APPROVED
    Since 2023-09-01
  • CO RA
    APPROVED
    Since 2023-09-01
  • HI RA
    APPROVED
    Since 2023-09-01
  • ID RA
    APPROVED
    Since 2023-09-01
  • KY RA
    APPROVED
    Since 2023-09-01
  • MS RA
    APPROVED
    Since 2023-09-01
  • NM RA
    APPROVED
    Since 2023-09-01
  • NC RA
    APPROVED
    Since 2023-09-01
  • OR RA
    APPROVED
    Since 2023-09-01
  • WA RA
    APPROVED
    Since 2023-09-01

Branch Locations

Estero, FL • United States

3 Centerpoiinte Drive Suite 200, Lake Oswego, OR 97035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Lake Oswego OR 08/2016 02/2018
Lpl Financial Llc Lake Oswego OR 02/2018 08/2020
Sagepoint Financial, Inc. Lake Oswego OR 08/2020 09/2023
Osaic Wealth, Inc. Lake Oswego OR 09/2023 Present
  • 08/2016 → 02/2018
    Sii Investments
    Lake Oswego, OR
  • 02/2018 → 08/2020
    Lake Oswego, OR
  • 08/2020 → 09/2023
    Sagepoint Financial, Inc.
    Lake Oswego, OR
  • 09/2023 → Present
    Lake Oswego, OR
Previous Registrations
  • 2020-08-31 → 2023-09-01
    Osaic Services, Inc.
    Lake Oswego, OR
  • 2018-02-14 → 2020-09-11
    Lake Oswego, OR
  • 2016-08-05 → 2018-02-14
    Sii Investments, Inc.
    Lake Oswego, OR
    Appleton, WI
  • 2012-05-10 → 2016-08-15
    Osaic Services, Inc.
    Beaverton, OR
    Portland, OR
  • 2000-02-28 → 2016-06-20
    Scheller Financial Services
    Portland, OR
    Portland, OR
Other Businesses

1. TRUSTEE POSITION: Trustee NATURE: Personal Living Trust and Personal Charitable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 20031 Reserve Estates Dr., Estero FL 34135, United States DESCRIPTION: reallocate portfolio if deemed necessary 2. SCHELLER FINANCIAL SERVICES AND FRED C SCHELLER POSITION: Owner^Statutory Agent - NATURE: Corporation Insurance Agency Other - Personal license Fred C. Scheller INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1990 ADDRESS: 3 Centerpointe Drive, Ste. 200, Lake Oswego OR 97035, United States DESCRIPTION: Sell fixed annuities and UL and whole life insurance products. Also Health Insurance licensed. Provide IA through Corporate RIA and other securities related activity. 3.PEARSON FINANCIAL GROUP POSITION: IA and RR with Osaic Wealth NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2016 ADDRESS: 3 Centerpointe Drive, Suite 200, Lake Oswego OR 97035, United States DESCRIPTION: I am an investment advisor representative with Osaic Wealth and a RR (register principal) with Osaic Wealth. I help clients in a solicited and unsolicited securities related capacity as well as using various insurance products where I hold independent licenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-30
S63 Uniform Securities Agent State Law Examination 1988-10-20
  • S65 Uniform Investment Adviser Law Examination
    1999-03-30
  • S63 Uniform Securities Agent State Law Examination
    1988-10-20
Other Names
  • Chris Scheller
  • F. Chris Scheller

View on SEC IAPD

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