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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED_RES | 2024-09-12 |
| CA | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2023-09-01 |
| HI | RA | APPROVED | 2023-09-01 |
| ID | RA | APPROVED | 2023-09-01 |
| KY | RA | APPROVED | 2023-09-01 |
| MS | RA | APPROVED | 2023-09-01 |
| NM | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| OR | RA | APPROVED | 2023-09-01 |
| WA | RA | APPROVED | 2023-09-01 |
Branch Locations
3 Centerpoiinte Drive Suite 200, Lake Oswego, OR 97035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Lake Oswego | OR | 08/2016 | 02/2018 |
| Lpl Financial Llc | Lake Oswego | OR | 02/2018 | 08/2020 |
| Sagepoint Financial, Inc. | Lake Oswego | OR | 08/2020 | 09/2023 |
| Osaic Wealth, Inc. | Lake Oswego | OR | 09/2023 | Present |
1. TRUSTEE POSITION: Trustee NATURE: Personal Living Trust and Personal Charitable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 20031 Reserve Estates Dr., Estero FL 34135, United States DESCRIPTION: reallocate portfolio if deemed necessary 2. SCHELLER FINANCIAL SERVICES AND FRED C SCHELLER POSITION: Owner^Statutory Agent - NATURE: Corporation Insurance Agency Other - Personal license Fred C. Scheller INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1990 ADDRESS: 3 Centerpointe Drive, Ste. 200, Lake Oswego OR 97035, United States DESCRIPTION: Sell fixed annuities and UL and whole life insurance products. Also Health Insurance licensed. Provide IA through Corporate RIA and other securities related activity. 3.PEARSON FINANCIAL GROUP POSITION: IA and RR with Osaic Wealth NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2016 ADDRESS: 3 Centerpointe Drive, Suite 200, Lake Oswego OR 97035, United States DESCRIPTION: I am an investment advisor representative with Osaic Wealth and a RR (register principal) with Osaic Wealth. I help clients in a solicited and unsolicited securities related capacity as well as using various insurance products where I hold independent licenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-20 |
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