Curtis Ray Purington

Current Employers

Fiduciary Wealth

3800 American Boulevard West Suite 1500, Bloomington, MN 55431 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-09-30
MN	RA	APPROVED	2013-11-04

TX RA
APPROVED_RES

Since 2015-09-30
MN RA
APPROVED

Since 2013-11-04

Branch Locations

3800 American Boulevard West Suite 1500, Bloomington, MN 55431 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Safe Harbor Capital Management Llc	Bloomington	MN	08/2012	Present

08/2012 → Present

Safe Harbor Capital Management Llc

Bloomington, MN

Previous Registrations

2010-08-31 → 2012-08-13

Oppenheimer & Co. Inc.

Minneapolis, MN
2005-04-13 → 2010-08-19

Wells Fargo Investments, Llc

Bloomington, MN

Bloomington, MN

Bloomington, MN

Bloomington, MN

Saint Paul, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-26
S63	Uniform Securities Agent State Law Examination	1982-09-17

S65 Uniform Investment Adviser Law Examination

2010-07-26
S63 Uniform Securities Agent State Law Examination

1982-09-17

View on SEC IAPD

Current Employers

Fiduciary Wealth

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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