Frank Robinson Buchanan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-28
FL	RA	APPROVED	2009-01-27

TX RA
APPROVED_RES

Since 2013-03-28
FL RA
APPROVED

Since 2009-01-27

Branch Locations

Gainesville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Gainsville	FL	01/2009	Present

01/2009 → Present

Lpl Financial, Llc

Gainsville, FL

Previous Registrations

2006-10-16 → 2009-01-27

Ubs Financial Services Inc.

Gainsville, FL

Other Businesses

1. 5/19/2020 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/08/2020 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-12

S66 Uniform Combined State Law Examination

2006-10-12

Other Names

Frank Buchanan

View on SEC IAPD