Wendy Margaret Nelson

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2021-10-19

WY RA
APPROVED

Since 2021-10-19

Branch Locations

Lone Tree, CO • United States

Cora, WY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Geneos Wealth Management Inc	Cora	WY	06/2016	Present
Willams Investment Network	Centennial	CO	06/2016	07/2020
Wind River Wealth Advisors Llc	Cora	WY	07/2020	Present

06/2016 → Present

Geneos Wealth Management Inc

Cora, WY
06/2016 → 07/2020

Willams Investment Network

Centennial, CO
07/2020 → Present

Wind River Wealth Advisors Llc

Cora, WY

Previous Registrations

2012-03-19 → 2012-09-28

Pruco Securities, Llc.

Englewood, CO

Other Businesses

1) DBA: WIND RIVER WEALTH ADVISORS LLC-OWNER business located at branch location. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE SALES. 3) NOTARY PUBLIC. 4) ROTARY CLUB OF THE SW USA-BOARD MEMBER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-16
S63	Uniform Securities Agent State Law Examination	2011-05-27

S65 Uniform Investment Adviser Law Examination

2012-02-16
S63 Uniform Securities Agent State Law Examination

2011-05-27

Other Names

Wendy Stiles
Wendy Margaret Madsen

View on SEC IAPD