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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-30
  • IL RA
    APPROVED
    Since 2021-04-30

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

805 S Mchenry Avenue, Suite I, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Brokerage Miami FL 08/2008 12/2020
Investacorp Inc Miami FL 01/2016 07/2020
Investacorp Advisory Services Mia FL 01/2016 07/2020
Securities America, Inc. Farmington CT 07/2020 12/2020
Securities America Advisors Inc Farmington CT 07/2020 12/2020
The Leaders Group Inc Littleton CO 04/2021 Present
Fsg Crystal Lake IL 01/2021 Present
  • 08/2008 → 12/2020
    Highland Capital Brokerage
    Miami, FL
  • 01/2016 → 07/2020
    Investacorp Inc
    Miami, FL
  • 01/2016 → 07/2020
    Investacorp Advisory Services
    Mia, FL
  • 07/2020 → 12/2020
    Securities America, Inc.
    Farmington, CT
  • 07/2020 → 12/2020
    Securities America Advisors Inc
    Farmington, CT
  • 04/2021 → Present
    The Leaders Group Inc
    Littleton, CO
  • 01/2021 → Present
    Fsg
    Crystal Lake, IL
Previous Registrations
  • 2020-07-17 → 2021-02-04
    Securities America Advisors, Inc.
    Farmington, CT
  • 2016-01-07 → 2020-07-17
    Investacorp Advisory Services Inc
    Westport, CT
    Farmington, CT
  • 2008-09-02 → 2015-12-31
    Kestra Investment Services, Llc
    Farmington, CT
    Westport, CT
    Austin, TX
    Westport, CT
    Westport, CT
  • 2002-04-25 → 2008-07-15
    Stamford, CT
    Stamford, CT
Other Businesses

1.) FSG - 1/1/2021 - 805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014 - Point of Sale/Wholesale specialist, Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) CAFERO REAL ESTATE - 5/1/2015 - 10 Byington Place, Norwalk, CT - Landlord, Collect rent and negotiate leases, Not Invt Rel, Real estate business, 5 hrs/mo; 5 hrs/mo (during trading hours). 3.) THE CAFERO GROUP - 7/1/1992 - 10 Byington Place, Norwalk, CT - Insurance Broker, Sell insurance Life/Property&Casualaty/Medicare, Not Invt Rel, Insurance sales ,10 hrs/mo; 10 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 4/30/2021 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-22
S63 Uniform Securities Agent State Law Examination 1991-12-21
  • S65 Uniform Investment Adviser Law Examination
    2000-12-22
  • S63 Uniform Securities Agent State Law Examination
    1991-12-21
Designations
Other Names
  • Don Cafero
  • Donald Anthony Cafero

View on SEC IAPD

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