Charles Eli Canady

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2011-02-07

NC RA
APPROVED

Since 2011-02-07

Branch Locations

Boone, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Boone	NC	04/1995	Present
Canady Financial Services	Boone	NC	08/2001	Present
Principal Securities Inc	Boone	NC	03/2016	Present

04/1995 → Present

Principal Life Insurance Company

Boone, NC
08/2001 → Present

Canady Financial Services

Boone, NC
03/2016 → Present

Principal Securities Inc

Boone, NC

Other Businesses

***GROUP BENEFITS AND OUTSIDE INSURANCE, 11/29/10, SELLS VARIOUS KINDS OF GROUP/INDIVIDUAL INSURANCE, SUCH AS MEDICAL, LIFE AND LTC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-01
S63	Uniform Securities Agent State Law Examination	1991-09-16

S66 Uniform Combined State Law Examination

2010-11-01
S63 Uniform Securities Agent State Law Examination

1991-09-16

Other Names

Charles Eli Iii Canady
Charlie Canady
Chuck Canady

View on SEC IAPD

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