Best Investors Account Sign in
Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
IL RA APPROVED 2005-11-18
  • NY RA
    APPROVED
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2005-11-18

Branch Locations

Paradise, AZ • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 11/2005 Present
  • 11/2005 → Present
    Neuberger Berman
    Chicago, IL
Previous Registrations
  • 2004-06-04 → 2005-11-18
    Lehman Brothers Inc.
    Chicago, IL
  • 1993-12-06 → 2002-08-09
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-10
S63 Uniform Securities Agent State Law Examination 1982-11-23
  • S65 Uniform Investment Adviser Law Examination
    1994-03-10
  • S63 Uniform Securities Agent State Law Examination
    1982-11-23

View on SEC IAPD

More in Paradise, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor