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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerson Equity Llc | San Mateo | CA | 08/2022 | Present |
| San Diego Sword School | San Diego | CA | 07/2010 | Present |
| Stokes Financial Group | San Diego | CA | 08/2022 | Present |
| Stokes Antiquities | San Diego | CA | 08/2018 | 05/2025 |
| Brian F. Stokes, Attorney At Law | San Diego | CA | 02/1980 | 12/2022 |
| Stokes Insurance Services | San Diego | CA | 08/2022 | Present |
1)- STOKES INSURANCE SERVICES-INVESTMENT RELATED; 7609 MONA LANE, SAN DIEGO, CA 92130, INSURANCE, EQUITY INDEXED ANNUITIES; OWNER, PLACING INSURANCE ,EQUITY-INDEXED, FIXED ANNUITIES & FIXED INSURANCE FOR CLIENTS. ZERO HOURS DURING SECURITIES TRADING HOURS; 08/2022 2)- SAN DIEGO SWORD SCHOOL-NOT INVESTMENT RELATED; 7609 MONA LANE, SAN DIEGO, CA 92130; SWORD SCHOOL TEACHING MEDIEVAL, RENASSAINCE AND JAPANESE SWORD FIGHTIN; OWNER, RUNNING THE SCHOOL, 0 HOURS DURING SECURITIES TRADING HOURS; 07/2010
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-04 |
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