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Samuel Nathan Tenenbaum

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Salt Lake City, UT

Purchase, NY

Wilton, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-02-04
TX RA APPROVED 2025-05-16
NY RA APPROVED 2021-07-27
PA RA APPROVED 2016-12-27
CT RA APPROVED 2016-01-19
  • UT RA
    APPROVED
    Since 2026-02-04
  • TX RA
    APPROVED
    Since 2025-05-16
  • NY RA
    APPROVED
    Since 2021-07-27
  • PA RA
    APPROVED
    Since 2016-12-27
  • CT RA
    APPROVED
    Since 2016-01-19

Branch Locations

Salt Lake City, UT • United States

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577 • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc White Plains NY 01/2016 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 Present
Previous Registrations
  • 2008-06-20 → 2016-02-10
    Credit Suisse Securities (Usa) Llc
    New York, NY
    Greenwich, CT
    Greenwich, CT
    Rye Brook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-19
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2008-06-19
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04
Other Names
  • Samuel N Tenenbaum

View on SEC IAPD

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