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Christopher Mark Moran

Stifel, Nicolaus & Company, Incorporated

Boston, MA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-14
  • TX RA
    APPROVED_RES
    Since 2019-11-14

Branch Locations

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Boston MA 05/2011 11/2019
Stifel Nicolaus & Co Inc Boston MA 11/2019 Present
  • 05/2011 → 11/2019
    Bank Of America, N.A.
    Boston, MA
  • 11/2019 → Present
    Stifel Nicolaus & Co Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-19
S63 Uniform Securities Agent State Law Examination 1982-09-24
  • S65 Uniform Investment Adviser Law Examination
    1996-03-19
  • S63 Uniform Securities Agent State Law Examination
    1982-09-24

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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