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Richard James Sample

Wells Fargo Clearing Services, LLC

Boise, ID

Star, ID

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-20
ID RA APPROVED 2023-01-09
CA RA APPROVED 2020-01-29
  • TX RA
    APPROVED_RES
    Since 2023-10-20
  • ID RA
    APPROVED
    Since 2023-01-09
  • CA RA
    APPROVED
    Since 2020-01-29

Branch Locations

101 S Capitol Blvd Ste 700, Boise, ID 83702 • United States

Star, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Luis Obispo CA 05/2013 01/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2020
Wells Fargo Clearing Services, Llc San Luis Obispo CA 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-25
S63 Uniform Securities Agent State Law Examination 1982-09-01
  • S66 Uniform Combined State Law Examination
    2013-07-25
  • S63 Uniform Securities Agent State Law Examination
    1982-09-01
Other Names
  • Rick Sample

View on SEC IAPD

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INTEGRATED ADVISORS · BOISE, ID
GEM STATE INVESTMENT ADVISORS · BOISE, ID
THE ASSET CONSULTING GROUP, INC · BOISE, ID
STATE FARM INVESTMENT MANAGEMENT CORP. · Boise, ID
ARRIEN INVESTMENTS, INC. · BOISE, ID
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