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Merrell Gerard Siegel

Oppenheimer & Co. Inc.

Los Angeles, CA

Los Angeles, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
CA RA APPROVED 2005-08-19
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • CA RA
    APPROVED
    Since 2005-08-19

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Houston TX 08/2005 Present
Previous Registrations
  • 1983-08-23 → 2005-09-09
    Morgan Stanley Dw Inc.
    Sherman Oak, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1982-08-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1982-08-27

View on SEC IAPD

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