Daniel John Phillips

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-09-04
FL	RA	APPROVED	2017-08-03
MN	RA	APPROVED	2014-01-31

TX RA
APPROVED_RES

Since 2020-09-04
FL RA
APPROVED

Since 2017-08-03
MN RA
APPROVED

Since 2014-01-31

Branch Locations

7650 Edinborough Way Suite 300, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird	Edina	MN	06/2013	Present

06/2013 → Present

Robert W Baird

Edina, MN

Other Businesses

Name and Address: Buena Vista Unversity Board of Trustees 610 West 4th St Storm Lake, IA 50588. Nature of Entity: Investment Committee. Investment-Related: Yes. Position/Title/Role: Trustee. Start Date: 03/01/16. Responsibilities in this role: To serve on the investment committee. Hours Devoted: 5 hours a month on average. Hours Devoted during Market Hours: Approx 3 hours a month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-22
S63	Uniform Securities Agent State Law Examination	1983-09-20

S65 Uniform Investment Adviser Law Examination

1999-07-22
S63 Uniform Securities Agent State Law Examination

1983-09-20

Other Names

Dan Phillips

View on SEC IAPD