Brad John Becker

Current Employers

Becker Financial Services

Tucson, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-10-27
MI	RA	APPROVED	2011-02-09

AZ RA
APPROVED

Since 2025-10-27
MI RA
APPROVED

Since 2011-02-09

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Becker Financial Services	Tucson	AZ	01/1986	Present
Becker Financial Services	Tucson	AZ	05/1995	Present
Cambridge Investment Research, Inc.	Fairfield	IA	10/1996	Present
Becker Financial Services	Tucson	AZ	02/2011	Present

01/1986 → Present

Becker Financial Services

Tucson, AZ
05/1995 → Present

Becker Financial Services

Tucson, AZ
10/1996 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
02/2011 → Present

Becker Financial Services

Tucson, AZ

Other Businesses

1.BECKER FINANCIAL SERVICE/BECKER CAPITAL MANAGEMENT, 660 CASCADE W PARKWAY, STE 250, GRAND RAPIDS, MI, 9/1997 AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. 2. CAMBRIDGE INVESTMENT RESEARCH; FAIRFIELD, IA; REGISTERED REP, 10/WK - ALL DURING TRADING; START DATE: 10/1996 3. BECKER INVESTMENT MANAGEMENT, LLC, 2026 N MAGNOLIA AVE, TUCSON, AZ, DORMAN LLC, OWNER, 06/05/19, NIR, 0/WK- 0/TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-02
S63	Uniform Securities Agent State Law Examination	1982-09-08

S65 Uniform Investment Adviser Law Examination

1995-08-02
S63 Uniform Securities Agent State Law Examination

1982-09-08

Designations

View on SEC IAPD