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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-22 |
Branch Locations
11835 W. Olympic Blvd. #1155 E, Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Phoenix | AZ | 07/2010 | 12/2017 |
| Osaic Wealth, Inc. | Jersey City | NJ | 12/2017 | 04/2025 |
| Osaic Wealth, Inc. | Los Angeles | CA | 04/2025 | Present |
1. ARTISAN CAPITAL PARTNERS DBA POSITION: Compliance and Operations Manager NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/13/2025 ADDRESS: 11835 W. Olympic Blvd. #1155 E., Los Angeles CA 90064, United States DESCRIPTION: Supervision queue manager/delegate for the FLS. 2. NWF ADVISORY SERVICES IAR POSITION: Compliance and Operations Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/21/2025 ADDRESS: 11835 E Olympic Blvd, Los Angeles CA 90064, United States DESCRIPTION: Supervision queue manager/delegate for the FLS. 3. ARTISANCAP (DBA) POSITION: Compliance and Operations Manager NATURE: ARTISANCAP is a DBA under/powered by NWF Advisory Group LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/13/2025 ADDRESS: 11835 W. Olympic Blvd. #1155 E., Los Angeles CA 90064, United States DESCRIPTION: Supervision queue manager/delegate for the FLS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-22 |
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