Emilio Arguello

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-28
FL	RA	APPROVED	2015-08-27

TX RA
APPROVED_RES

Since 2026-07-28
FL RA
APPROVED

Since 2015-08-27

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Islamorada, FL • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	01/2015	Present

01/2015 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Other Businesses

Brickell Place Marina Association / 1901 Brickell Avenue Miami,Florida 33129 / Association (i.e., Trade or Industry, Sport...)/ Other Marina for boats / Manage the marina for owners of slips / Member of Board of Directors / / Provide input at Board Meetings / Start Date 01/01/2009 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-25

S66 Uniform Combined State Law Examination

2015-08-25

Other Names

Carlos Emilio Arguello
Carlos Emilio Arguello

View on SEC IAPD