James Franklin Calvert

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-11-26

OH RA
APPROVED

Since 2019-11-26

Branch Locations

Marietta, OH • United States

150 East Wilson Bridge Rd 232, Worthington, OH 43085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Calvert & Associates Insurance Agency, Inc.	Marietta	OH	08/1981	Present
H. Beck, Inc.	Rockville	MD	01/2010	11/2019
Lpl Financial Llc	Worthington	OH	11/2019	Present

08/1981 → Present

Calvert & Associates Insurance Agency, Inc.

Marietta, OH
01/2010 → 11/2019

H. Beck, Inc.

Rockville, MD
11/2019 → Present

Lpl Financial Llc

Worthington, OH

Previous Registrations

2010-01-05 → 2017-12-31

Grove Point Investments, Llc

Worthington, OH

Marietta, OH
2001-02-05 → 2009-12-31

Fsc Securities Corporation

Worthington, OH

Worthington, OH

Other Businesses

1)11/26/19- The Money Foundation- DBA for LPL Business (entity for LPL business)- Inv. Related- Worthington, OH- start date 1/1/2005- 100% 2)11/26/19- Calvert & Associates Insurance Agency Inc.- Non-Variable Insurance- Agent for life, fixed annuity, and health- Inv. Related- Marietta, OH- start date 9/1/1997- 5hrs/mth-10%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-17
S63	Uniform Securities Agent State Law Examination	1983-01-18

S66 Uniform Combined State Law Examination

2011-09-17
S63 Uniform Securities Agent State Law Examination

1983-01-18

Other Names

Calvert

View on SEC IAPD