Andrew Bryan Katz

Current Employers

First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-05-01

PA RA
APPROVED

Since 2026-05-01

Branch Locations

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

120 Maple Ave, Lake Ariel, PA 18436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services	Altoona	PA	04/2000	Present

04/2000 → Present

Prospera Financial Services

Altoona, PA

Previous Registrations

2007-06-05 → 2026-05-01

Prospera Financial Services, Inc.

Lake Ariel, PA

Duncansville, PA

Dallas, TX

Duncanville, PA

Lake Ariel, PA

Other Businesses

MR. KATZ IS A BOARD MEMBER OF BLAIR COUNTY TEA PARTY LOCATED AT P. O. BOX 54 HOLLIDAYSBURG PA, 16648. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLY TIME NONE DURING MARKET HOURS. NO COMPENSATION AT THIS TIME. Lake Ariel Lions Club; Investment Related - Yes; P.O. Box 358; Lake Ariel, PA 18436; Secretary; Civic/Non-Profit Organization; 01/2016; 3 Hours Per Month, 0 During Trading Hours; Volunteer Congregation Beth Israel; Investment Related - No; 615 Court St., Honesdale, PA 18431; Religious Organization; Board Member; 08/2023; 2 Hours Per Month, 0 During Trading Hours; Sit on board of trustees

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-06
S63	Uniform Securities Agent State Law Examination	1982-10-08

S65 Uniform Investment Adviser Law Examination

1992-01-06
S63 Uniform Securities Agent State Law Examination

1982-10-08

View on SEC IAPD