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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-21 |
| PA | RA | APPROVED | 2004-12-16 |
Branch Locations
301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pittsburgh | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pittsburgh | PA | 11/2016 | Present |
PARK PLACE HOA; NOT INV RELATED; GLENSHAW, PA; SECRETARY; HOA; START 9/30/2024; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING; DUTIES ATTEND MEETINGS, RECORD MINUTES, KEEP RESIDENTS INFORMED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-06 |
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