Best Investors
Account
Sign in
Yorkville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 03/2016 | 12/2017 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 03/2016 | 12/2017 |
| Broker Dealer Change Transition Period | Eastchester | NY | 01/2018 | 02/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 03/2018 | Present |
1) A) LATITUDE ADVISORS, LLC B) INVESTMENT RELATED: YES C) 271 53RD CIRCLE; VERO BEACH, FL 32968 D) INVESTMENT ADVISORY SERVICES E) INVESTMENT ADVISORY REPRESENTATIVE & FINANCIAL PLANNING & CONSULTING F) START DATE: 03/01/2018 G) EXPECTED - 125 HRS PER MONTH H) EXPECTED - 125 DURING TRADING HRS I) CONSULT WITH CLIENTS ON ADVISORY AND FINANCIAL PLANNING AND CONSULTING MATTERS J) OFFICER/DIRECTOR: NO K) CLIENT INVOLVED: YES 2) A) INDEPENDENT FIXED INSURANCE AGENT B) INVESTMENT RELATED: YES C) 21 KNOLLWOOD ROAD, EASTCHESTER, NY 10709 D) INSURANCE SALES AND CONSULTING E) INSURANCE AGENT LICENCED IN LIFE, ACCIDENT, HEALTH, VARIABLE, CREDIT, TRAVEL F) 9/2004 G) APPROX 20 HRS PER MONTH H) APPROX 20 HRS DURING TRADING I) FIXED INSURANCE SALES J) OFFICER/DIRECTOR: NO K) CLIENT INVOLVED: YES 3) A) CFV ASSET MANAGEMENT B) INVESTMENT RELATED: YES = DBA C) 21 KNOLLWOOD ROAD, EASTCHESTER, NY 10709 D) D/B/A E) SELF-EMPLOYED, NAME CONNECTED WITH MY INVESTMENT ADVISOR/REGISTERED REP PRACTICE F) 01/01/2013 G,H) I USE MY DBA DURING ALL WORKING HOURS PER MONTH DURING AND NOT DURING TRADING HOURS I) I OFFER INVESTMENT PRODUCTS AND SERVICES TOGETHER WITH ADVISORY SERVICES AND CONSULTING THROUGH MY BROKER DEALER AND ADVISORY SERVICES FIRM UTILIZING MY DBA. CFV ASSET MANAGEMENT AND MY BROKER DEALER AND ADVISORY FIRMS ARE UNAFFILIATED ENTITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-08 |
Reach out to this advisor