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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-17 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-08-20 |
Branch Locations
150 S Warner Rd Ste 402, King Of Prussia, PA 19406-2859 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | King Of Prussia | PA | 08/2010 | Present |
| Wharton Advisory Group, Llc | Wayne | PA | 10/2002 | 07/2018 |
| Private Advisor Group, Llc | King Of Prussia | PA | 04/2018 | 01/2020 |
| The Philadelphia Group | King Of Prussia | PA | 07/2018 | 08/2019 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | Present |
1. 8/29/2013: Wharton Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 11/04/2014: Barbara and Mark Comyns - Real Estate Rental - Investment Related - 486 Margo Lane Berwyn Pa 19312 - Start 05/01/1998 - No Time Spent - Rental property located at 100 110th St., Stone Harbor, NJ 3. 11/07/2014: Greenpoint Family Partners LLC - Real Estate Rental - Investment Related - 574 Leonard Street, Brooklyn, NY 11222 - Start 10/01/2014 - 1 Hr/Mo; 0 Hour(s) During Securities Trading 4. 9/26/2016: Joan Comyns Family Trust and the Irrevocable Trust of Joan Comyns - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 01/01/1995 - 1 Hour Per Month During Securities Trading. 5. 11/26/2018 - PENN LEGACY CONSULTANTS - Not Investment Related - At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only - Started 08/10/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 10/4/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 1/24/2020 - Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-30 |
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