Walter Frederick Schwarz

Current Employers

Lone Peak Asset Management, Inc.

200 N Westlake Blvd Suite 204, Westlake Village, CA 91362 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	1996-04-17

UT RA
APPROVED

Since 1996-04-17

Branch Locations

200 N Westlake Blvd Ste 205, Westlake Village, CA 91362 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lone Peak Asset Management, Inc.	American Fork	UT	02/1996	Present

02/1996 → Present

Lone Peak Asset Management, Inc.

American Fork, UT

Previous Registrations

1996-04-17 → 2020-12-31

Lone Peak Asset Management, Inc.

American Fork, UT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-21

S63 Uniform Securities Agent State Law Examination

1990-12-21

Other Names

Walter Frederick Schwarz

View on SEC IAPD

Current Employers

Lone Peak Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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