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Waco, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adam Doty Company | Waco | TX | 01/2021 | Present |
| Home Depot | Waco | TX | 08/2016 | 06/2021 |
Retirement Plan Market Adaptive Portfolios, non-investment related, Waco, TX, Informational/educational aid to Retirment plan participants, Owner, 02/2021, 20 hours per month, aid to Retirement Plan participants who have limited knowledge of financial market dynamics and their impact on their retirement portfolios
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-29 |
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