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600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2016-06-14 |
Branch Locations
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
1330 Page Drive Suite 203B, Fargo, ND 58103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 10/2011 | Present |
| Oakwood Capital, Inc. | Minneapolis | MN | 03/2016 | Present |
FINANCIAL ADVISOR NORTH COUNTRY FINANCIAL ADVISORS 1330 PAGE DRIVE, SUITE 2033, FARGO, ND 59103 SINCE 12/2013. APPROXIMATELY 160 HOURS PER MONTH ARE SPENT ON THIS INVESTMENT RELATED OUTSIDE BUSINESS DURING TRADING HOURS. INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 HIGHWAY 169 S, SUITE 1410, MINNEAPOLIS, MN 55426. (INVESTMENT RELATED BUSINESS OC IS AN SEC REGISTERED INVESTMENT ADVISOR) AFFILIATED WITH OC 7/21/2016. APPROXIMATELY 120 HOURS PER MONTH (BASED ON 160 WORKING HOURS PER MONTH) ARE SPENT ON OC BUSINESS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 1993-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-19 |
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