Garrett Lee Headley

Current Employers

Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2013-12-20

KY RA
APPROVED

Since 2013-12-20

Branch Locations

2257 Harrodsburg Road, Lexington, KY 40504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lexington	KY	12/2013	05/2019
Independent Financial Partners	Lexington	KY	12/2013	Present
Ifp Securities, Llc	Lexington	KY	05/2019	Present

12/2013 → 05/2019

Lpl Financial Llc

Lexington, KY
12/2013 → Present

Independent Financial Partners

Lexington, KY
05/2019 → Present

Ifp Securities, Llc

Lexington, KY

Previous Registrations

2009-11-17 → 2014-01-14

Russell Capital Management, Llc
2009-06-01 → 2009-12-07

Morgan Stanley

Lexington, KY
2000-10-16 → 2009-06-01

Citigroup Global Markets Inc.

Lexington, KY

Lexington, KY

Other Businesses

(1) 12/19/2013 - WRESTLING COACH/ HIGH SCHOOL WRESTLING COACH/ 0%/ LEXINGTON, KY (2) 12/30/2013 - DBA ONLY - LEGACY WEALTH MANAGEMENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-17
S63	Uniform Securities Agent State Law Examination	1982-09-07

S65 Uniform Investment Adviser Law Examination

1992-03-17
S63 Uniform Securities Agent State Law Examination

1982-09-07

View on SEC IAPD