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500 Mamaroneck Ave Suite 435, Harrison, NY 10528 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-15 |
| CA | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| NJ | RA | APPROVED | 2023-11-06 |
| NY | RA | APPROVED | 2023-10-06 |
| PA | RA | APPROVED | 2023-08-04 |
| TX | RA | APPROVED_RES | 2023-08-04 |
| CT | RA | APPROVED | 2023-08-03 |
Branch Locations
500 Mamaroneck Ave Suite 435, Harrison, NY 10528 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 09/2013 | 06/2023 |
| Bank Of America, N.A. | Boston | MA | 09/2013 | 06/2023 |
| Sykon Capital Llc | Harrison | NY | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-10 |
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