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Lizbeth Kathleen Baker

Rbc Capital Markets, LLC

Wayzata, MN

Wayzata, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-06
MN RA APPROVED 2013-11-13
  • TX RA
    APPROVED_RES
    Since 2017-01-06
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Wayzata MN 03/2008 Present
City National Bank Wayzata MN 09/2017 01/2025
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-19
S63 Uniform Securities Agent State Law Examination 1982-07-22
  • S65 Uniform Investment Adviser Law Examination
    1993-11-19
  • S63 Uniform Securities Agent State Law Examination
    1982-07-22
Other Names
  • Lizbeth Kathleen Baker
  • Lizbeth Kathleen Arendt
  • Lizbeth Kathleen Baker
  • Lizbeth Kathleen Arendt
  • Libby Arendt

View on SEC IAPD

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