Hunter Lee Fleming

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-11-28
NC	RA	APPROVED	2012-06-01

TX RA
APPROVED

Since 2012-11-28
NC RA
APPROVED

Since 2012-06-01

Branch Locations

80 Guardian Ct Ste 115, Rocky Mount, NC 27804 • United States

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Rocky Mount	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Rocky Mount	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Rocky Mount, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Rocky Mount, NC

Other Businesses

FLEMING FARMS; NOT INVESTMENT RELATED; FARMING OPERATIONS; 33.3% OWNERSHIP; 2 HOURS DEVOTED PER MONTH OUTSIDE OF MARKET HOURS. - SALEM ASSOCIATES; INVESTMENT RELATED; WILSON, NC; RENTAL PROPERTY; 33.3% OWNERSHIP; START DATE = 1987; NO TIME DEVOTED. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, WILSON, NC, 33.33% OWNERSHIP, START DATE 8/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-31
S63	Uniform Securities Agent State Law Examination	1982-08-06

S66 Uniform Combined State Law Examination

2012-05-31
S63 Uniform Securities Agent State Law Examination

1982-08-06