Christopher John Leavy

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-03-27
TX	RA	APPROVED_RES	2016-06-09
NJ	RA	APPROVED	2015-05-13

NY RA
APPROVED

Since 2023-03-27
TX RA
APPROVED_RES

Since 2016-06-09
NJ RA
APPROVED

Since 2015-05-13

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

200 Park Avenue Suite 130, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Paramus	NJ	04/2015	Present

04/2015 → Present

Raymond James & Associates

Paramus, NJ

Previous Registrations

2000-06-11 → 2015-04-10

Wells Fargo Clearing Services, Llc

Paramus, NJ

Wayne, NJ

Wayne, NJ

New City, NY

Purchase, NY

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-09
S63	Uniform Securities Agent State Law Examination	1983-09-26

S65 Uniform Investment Adviser Law Examination

1994-08-09
S63 Uniform Securities Agent State Law Examination

1983-09-26

Other Names

Chris Leavy

View on SEC IAPD