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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-15
  • NJ RA
    APPROVED
    Since 2026-07-15

Branch Locations

Scotch Plains, NJ • United States

1065 Andrew Drive, West Chester, PA 19380 • United States

Iam Advisory Llc

137 North Second Street, Easton, PA 18042 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-03-17
  • NJ RA
    APPROVED
    Since 2020-03-17

Branch Locations

Scotch Plains, NJ • United States

137 North Second Street, Easton, PA 18042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Advisors Asset Management, Llc Westfield NJ 12/2005 03/2020
Royal Alliance Associates, Inc. Westfield NJ 11/2006 03/2020
Iam Advisory Llc Scotch Plains NJ 03/2020 Present
Wealthcare Advisory Partners Llc Easton PA 07/2026 Present
  • 12/2005 → 03/2020
    Investment Advisors Asset Management, Llc
    Westfield, NJ
  • 11/2006 → 03/2020
    Royal Alliance Associates, Inc.
    Westfield, NJ
  • 03/2020 → Present
    Scotch Plains, NJ
  • 07/2026 → Present
    Easton, PA
Previous Registrations
  • 2005-12-14 → 2020-06-30
    Investment Advisors Asset Management, Llc
    Westfield, NJ
    Westfield, NJ
  • 2002-03-28 → 2005-12-14
    Second Opinion Financial Services,Llc
    Westfield, NJ
Other Businesses

1) On a temporary and transitional basis, Mr. Rodman will be dually registered as an investment advisor representative with IAM Advisory LLC ("IAM") and Wealthcare Advisory Partners LLC ("WCAP"). IAM and WCAP are not affiliated entities. Following the transition of clients from IAM to WCAP, this dual affiliation will cease. 2) RSR Consulting, LLC Position: Sole Proprietor Nature: LLC Investment Related: No Number of Hours: 1 Investment Related Hours: 0 Start Date: 09/08/2014 Address: 103 Tillinghast Turn, Scotch Plains, NJ 07076 Description: Consulting services for automobile carriers. 3) Richard Rodman; Not Investment Related; 103 Tillinghast Turn, Scotch Plains, NJ 07076; Sole Proprietorship; Financial Author; 06/18/2023; 2 Hours Per Month; Description: Author of published books.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-19
  • S63 Uniform Securities Agent State Law Examination
    1996-04-19
Other Names
  • Rich Sewall Rodman

View on SEC IAPD

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