Grady William Boles

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-07
CO	RA	APPROVED	2017-11-29

TX RA
APPROVED

Since 2021-04-07
CO RA
APPROVED

Since 2017-11-29

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Santa Monica	CA	12/2008	11/2017
Lpl Financial Llc	Boulder	CO	11/2017	Present

12/2008 → 11/2017

National Planning Corporation

Santa Monica, CA
11/2017 → Present

Lpl Financial Llc

Boulder, CO

Previous Registrations

2009-03-13 → 2017-12-01

National Planning Corporation

Boulder, CO

El Segundo, CA

Boulder, CO

Los Angeles, CA
2004-09-21 → 2010-12-31

Masterpiece Planning, Inc.

Boulder, CO
2004-09-21 → 2009-12-31

Masterpiece Planning, Inc.

Boulder, CO

Other Businesses

1. 11/29/2017 - GRADY BOLES FIXED INSURANCE - Investment Related - Non-Variable Insurance - AGENT - Start Date 03/17/11. 2. 08/05/2019 - Masterpiece Financial Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/29/2017 - 20 Hours Per Month/1 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1983-06-28

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1983-06-28

Designations

View on SEC IAPD