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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-12-15
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

Rancho Palos Verdes, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rancho Palos Verdes CA 09/2005 03/2020
Ameriprise Financial Services, Llc Rancho Palos Verdes CA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 525-533 Seymour Street, , Napa, CA, 94559; Investment-Related; 12/16/2020 / Single Family; 1130 La Grande, , Napa, CA, 94558; Investment-Related; 12/16/2020. Independent Insurance Brokering; Allianz; 01/31/2019; Fixed Annuity. Business Ownership; Home Rental; ; Rental of home for Movie/TV Filming; 49 Seawall RdRancho Palos Verdes, CA 90275, ,; ; 01/01/2009; 0 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-03
  • S63 Uniform Securities Agent State Law Examination
    1993-06-03
Designations
Other Names
  • Lucianna Margueritte Molinari

View on SEC IAPD

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