William Joseph Romeo

Current Employers

Beam Wealth Advisors, Inc.

72096 Ramos Avenue Suite D, Covington, LA 70433 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2003-02-10

FL RA
APPROVED

Since 2003-02-10

Branch Locations

Coconut Creek, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Beam Wealth Advisors Inc Dba Finestplan Llc	Coconut Creek	FL	05/2022	Present
Securities America Inc	Coconut Creek	FL	07/2015	04/2022
Purshe Kaplan Sterling Investments	Albany	NY	05/2022	Present
Beam Asset Management, Llc	Covington	LA	02/2003	04/2022

05/2022 → Present

Beam Wealth Advisors Inc Dba Finestplan Llc

Coconut Creek, FL
07/2015 → 04/2022

Securities America Inc

Coconut Creek, FL
05/2022 → Present

Purshe Kaplan Sterling Investments

Albany, NY
02/2003 → 04/2022

Beam Asset Management, Llc

Covington, LA

Previous Registrations

1999-03-31 → 2003-12-02

Mutual Service Corporation

Boston, MA

Pompano Beach, FL

Other Businesses

1) BEAM WEALTH ADVISORS INC DBA FINESTPLAN LLC. Investment related. Located at - please see Office of Employment Address. Nature - RIA. Position - Investment Advisor Representative. Start - 05/2022. 160 hours per month, all during trading hours. Duties - to assist clients with achieving their investment goals. 2) ROMEO TRANSCRIPTION. Not Investment related. Located at - please see Office of Employment Address. Nature - Visiting Nurse transcription. Position - Secretary. Start - 01/2000. 0.25 hours per month, not during trading hours. Duties- Acting Secretary; review activities. 3) FIXED INSURANCE. Investment Related. Located - please see Office of Employment Address. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 06/1999. 5 hours per month, all during trading hours. Duties - Sales of Fixed/ Traditional insurance products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-05-15

S63 Uniform Securities Agent State Law Examination

1985-05-15

Other Names

Bill Romeo

View on SEC IAPD