Thomas Michael Gunderson

Current Employers

Employment History

• 03/1985 → 11/2017
  Investment Centers Of America, Inc.
  Bismarck, ND
• 11/2017 → Present
  Lpl Financial Llc
  Bismarck, ND
• 01/2018 → Present
  Gwm Advisors, Llc (Dba: Planningteam Financial Advisors)
  Bismarck, ND

Previous Registrations

• 1996-08-21 → 2017-12-05
  Investment Centers Of America, Inc.
  Stanley, ND
  Bismarck, ND
  Bismarck, ND

Other Businesses

1. 10/17/2017 - Planning Team Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2007. 2. 10/17/2017 - No Business Name - Not Investment Related - Medora, ND - Real Estate Rental - Owner. 3. 12/13/2017 - Thomas Gunderson, Inc. - Investment Related - P.O. Box 1618 Bismarck, ND 58502 - Business Entity For Tax/Investment Purposes Only - President - Start Date 01/21/2015 - 1 Hours Per Month/0 During Securities Trading. 4. 01/09/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/06/2018 - 30 Hours Per Month / 30 Hours During Trading. 5. 4/23/2018 - Planningteam Financial Advisors - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/18/2018 - 30 Hours Per Month During Securities Trading. 6. 4/23/2018 - NewEdge Advisors, LLC - DBA: (Hybrid) Planningteam Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/18/2018 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 04/2018. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 09/06/2023 - PT Real Estate Holdings LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 1 Hour Per Month/ During Trading 8. 09/22/2025 - Real Estate Rental - Investment Related - Billings County, ND - Start Date 09/15/2025 - 0 Hour Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-09-23

Designations