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Charles B. Mitchell

Wells Fargo Clearing Services, LLC

Ridgeland, MS

Brandon, MS

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2014-01-06
TX RA APPROVED 2013-12-05
  • MS RA
    APPROVED
    Since 2014-01-06
  • TX RA
    APPROVED
    Since 2013-12-05

Branch Locations

1020 Highland Colony Pkwy Ste 100, Ridgeland, MS 39157 • United States

Brandon, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ridgeland MS 12/2013 11/2016
Wells Fargo Clearing Services, Llc Ridgeland MS 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-08
S63 Uniform Securities Agent State Law Examination 1982-08-23
  • S66 Uniform Combined State Law Examination
    2007-03-08
  • S63 Uniform Securities Agent State Law Examination
    1982-08-23
Designations
Other Names
  • Charles Baldwyn Iii Mitchell
  • Charles B Mitchell
  • Charles Baldwyn Mitchell
  • Charles Mitchell Iii

View on SEC IAPD

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Other Offices

SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
EAGLE STRATEGIES LLC · RIDGELAND, MS
GRANTHAM POOLE ADVISORS, LLC · RIDGELAND, MS
RAYMOND JAMES & ASSOCIATES, INC. · RIDGELAND, MS
SIGNAL ADVISORS WEALTH, LLC · Ridgeland, MS

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