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50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-31 |
| NJ | RA | APPROVED | 2022-03-11 |
| FL | RA | APPROVED | 2022-02-21 |
| MA | RA | APPROVED | 2022-01-19 |
| NC | RA | APPROVED | 2022-01-13 |
| RI | RA | APPROVED | 2022-01-13 |
| NY | RA | APPROVED | 2022-01-12 |
Branch Locations
50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winslow, Evans & Crocker, Inc. | Boston | MA | 02/2004 | 03/2021 |
| National Securities Corporation | Braintree | MA | 03/2021 | Present |
| National Asset Management | Braintree | MA | 03/2021 | Present |
| Compass Capital Corporation | Braintree | MA | 01/2022 | Present |
| Compass Securities Corporation | Braintree | MA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-08-04 |
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