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Kevin Alan Rubin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakewood Ranch, FL

Lakewood Ranch, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-05-29
FL RA APPROVED 2009-06-02
OH RA APPROVED 2009-06-01
TX RA APPROVED 2009-05-22
  • SC RA
    APPROVED
    Since 2018-05-29
  • FL RA
    APPROVED
    Since 2009-06-02
  • OH RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-05-22

Branch Locations

Lakewood Ranch, FL • United States

6311 Atrium Dr, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 05/2009 Present
Bank Of America, N.A. Sarasota FL 09/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-24
S63 Uniform Securities Agent State Law Examination 1983-10-21
  • S65 Uniform Investment Adviser Law Examination
    1995-04-24
  • S63 Uniform Securities Agent State Law Examination
    1983-10-21

View on SEC IAPD

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