Nickolas James Brait

Current Employers

Employment History

• 02/1999 → Present
  Raymond James Financial Services, Inc.
  Park Ridge, IL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Park Ridge, IL
• 05/2010 → 05/2017
  South Prospect Partners Llc.
  Park Ridge, IL
• 05/2010 → 05/2017
  812 Busse Condo Association
  Park Ridge, IL
• 09/2013 → Present
  Sage Private Wealth Group
  Park Ridge, IL
• 10/2015 → 05/2017
  South Prospect Partners, Llc
  Park Ridge, IL
• 03/2017 → Present
  Oechsli Institute
  Park Ridge, IL
• 11/2014 → Present
  Sage Private Wealth Group
  Oakbrook Terrace, IL

Previous Registrations

• 2009-01-02 → 2020-10-05
  Raymond James Financial Services Advisors, Inc
  Park Ridge, IL
  Park Ridge, IL
  Oakbrook Terrace, IL
• 2002-09-23 → 2014-12-31
  Lasting Legacy, Ltd.
  Park Ridge, IL
• 1999-06-14 → 2009-01-02
  Raymond James Financial Services, Inc.
  Park Ridge, IL
  Oakbrook Terrace, IL

Other Businesses

1) Name of Business : SAGE Private Wealth Group Address: Oakbrook Terrace, IL Nature of the Business: Independent RIA Position/Title: Director Investment Related:Yes Start Date: 11/17/2014 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: Consult on special projects 2) Oechsli Institute. Address: Park Ridge, IL Nature of the Business: Coach (paid) Position/Title: Coach (paid) Investment Related:No Start Date: 03/01/2017 Hours per month devoted to this business: 16 Hours per month devoted to this business during trading hours: 16 Description of duties: Coaching Financial Advisors on business development. 3) Sage Private Wealth Group. Address: Oakbrook Terrace, IL Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Independent Contractor Investment Related:No Start Date: 09/23/2013 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Client acquisition and recruiting.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-19
• S63 Uniform Securities Agent State Law Examination
  1982-08-27

Designations

Other Names

• Nick Brait