Ronald Lance Schwartz

Current Employers

Frontline Capital, Llc.

Los Angeles, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-24

CA RA
APPROVED

Since 2025-04-24

Branch Locations

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Los Angeles	CA	01/2011	Present

01/2011 → Present

Wells Fargo Advisors Llc

Los Angeles, CA

Previous Registrations

2011-01-03 → 2013-01-22

Wells Fargo Clearing Services, Llc

El Segundo, CA

Los Angeles, CA
2001-05-15 → 2011-01-03

Wells Fargo Investments, Llc

Los Angeles, CA

Los Angeles, CA

Other Businesses

AMERICAN JEWISH UNIVERSITY; INVESTMENT RELATED; LOS ANGELES, CA; INSTRUCTOR; COURSE: ADVANCED ECONOMIC THEORY; START DATE SEPT 2011; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-13
S63	Uniform Securities Agent State Law Examination	1989-12-14

S65 Uniform Investment Adviser Law Examination

2015-08-13
S63 Uniform Securities Agent State Law Examination

1989-12-14

View on SEC IAPD