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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-01-12 |
| WI | RA | APPROVED | 2018-01-03 |
Branch Locations
100 E Wisconsin Ave Ste 1550, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 09/2011 | 11/2017 |
| Russell Investments | Seattle | WA | 12/2017 | Present |
MARY KAY, NOT INVESTMENT RELATED, COSMETICS SALES, DALLAS, TX, CONSULTANT, STARTED 11/10. USUALLY SPEND ABOUT 5 HOURS A MONTH, NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-26 |
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