Christopher James Downey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-14
NY	RA	APPROVED	2021-08-03
NC	RA	APPROVED	2018-02-19
TX	RA	APPROVED	2014-02-13

FL RA
APPROVED

Since 2025-11-14
NY RA
APPROVED

Since 2021-08-03
NC RA
APPROVED

Since 2018-02-19
TX RA
APPROVED

Since 2014-02-13

Branch Locations

Vero Beach, FL • United States

2645 South Rd Ste 8, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Poughkeepsie	NY	12/1989	Present

12/1989 → Present

Lpl Financial Llc

Poughkeepsie, NY

Other Businesses

1. 03/11/1997 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INSURANCE - 0% TIME SPENT. 2. 12/11/2008 - DSL Financial Services - INV REL - AT REPORTED BUSINESS LOCATION - DBA for LPL Business (entity for LPL business). 3. 7/5/2012 - JAKIM INVESTMENT - OTHER-PARTNERSHIP - INV REL - AT REPORTED BUSINESS LOCATION - Partnership with my brother kevin Downey. The purpose of the partnership will be to save for our grandchildren's college education - 1% TIME SPENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-28
S63	Uniform Securities Agent State Law Examination	1983-11-04

S66 Uniform Combined State Law Examination

2002-12-28
S63 Uniform Securities Agent State Law Examination

1983-11-04