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Ellen Kay Bastron

Wells Fargo Clearing Services, LLC

Charleston, WV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-13
WV RA APPROVED 2002-11-14
  • TX RA
    APPROVED_RES
    Since 2013-11-13
  • WV RA
    APPROVED
    Since 2002-11-14

Branch Locations

500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston WV 11/2016 Present
Other Businesses

TRUSTEE FOR PARENTS TRUST FOR CHILDRENS TRUST B, E, & K ; INVESTMENT RELATED; CHARLESTON, WV; START DATE 6/22/2008; 2-5 HRS MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-01
S63 Uniform Securities Agent State Law Examination 1982-06-30
  • S65 Uniform Investment Adviser Law Examination
    1997-03-01
  • S63 Uniform Securities Agent State Law Examination
    1982-06-30
Other Names
  • Ellen K Bastron
  • Ellen Rosalie Kay Bastron
  • Ellen Bastron
  • Ellen Kay

View on SEC IAPD

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